Sun Bancorp, Inc.
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Common Stock, $5.00 par value
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86663B201
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September 29, 2014
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(1)
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This amendment is being filed to account for the issuance of an additional 1,133,144 shares of common stock by the Issuer on August 21, 2014, as reported in the Issuer’s Form 8-K filed with the SEC on August 22, 2014.
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CUSIP No. 86663B201
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13G
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1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
EJF Capital LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
(a) x
(b) o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF
SHARES
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5
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SOLE VOTING POWER
0
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BENEFICIALLY
OWNED BY
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6
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SHARED VOTING POWER
1,029,599
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EACH
REPORTING
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7
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SOLE DISPOSITIVE POWER
0
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PERSON
WITH
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8
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SHARED DISPOSITIVE POWER
1,029,599
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,029,599
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.5% (1)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IA
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(1)
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Based on 18,585,036 shares of common stock outstanding as of October 22, 2014, as disclosed in the Issuer’s Form S-3 filed with the SEC on October 29, 2014.
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CUSIP No. 86663B201
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13G
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1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Emanuel J. Friedman
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
(a) x
(b) o
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3
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SEC USE ONLY
|
|
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
0
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
1,029,599
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
0
|
PERSON
WITH
|
8
|
SHARED DISPOSITIVE POWER
1,029,599
|
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,029,599
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.5% (1)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
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(1)
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Based on 18,585,036 shares of common stock outstanding as of October 22, 2014, as disclosed in the Issuer’s Form S-3 filed with the SEC on October 29, 2014.
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CUSIP No. 86663B201
|
13G
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1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
EJF Financial Services Fund, LP
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|
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
(a) x
(b) o
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3
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SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
0
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
1,029,599
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
0
|
PERSON
WITH
|
8
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SHARED DISPOSITIVE POWER
1,029,599
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,029,599
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
|
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.5% (1)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
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(1)
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Based on 18,585,036 shares of common stock outstanding as of October 22, 2014, as disclosed in the Issuer’s Form S-3 filed with the SEC on October 29, 2014.
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CUSIP No. 86663B201
|
13G
|
|
1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
EJF Financial Services GP, LLC
|
|
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
(a) x
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
0
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
1,029,599
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
0
|
PERSON
WITH
|
8
|
SHARED DISPOSITIVE POWER
1,029,599
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,029,599
|
10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
|
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.5% (1)
|
12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
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(1)
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Based on 18,585,036 shares of common stock outstanding as of October 22, 2014, as disclosed in the Issuer’s Form S-3 filed with the SEC on October 29, 2014.
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(i)
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EJF Capital LLC;
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(ii)
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Emanuel J. Friedman;
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(iii) | EJF Financial Services Fund, LP; and |
(iv) | EJF Financial Services GP, LLC. |
(a)
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Amount beneficially owned:
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See Item 9 of the attached cover pages.
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(b)
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Percent of class:
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See Item 11 of the attached cover pages.
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(c)
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Number of shares as to which such person has:
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(i)
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Sole power to vote or to direct the vote:
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See Item 5 of the attached cover pages.
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(ii)
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Shared power to vote or to direct the vote:
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See Item 6 of the attached cover pages.
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(iii)
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Sole power to dispose or to direct the disposition:
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See Item 7 of the attached cover pages.
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(iv)
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Shared power to dispose or to direct the disposition:
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See Item 8 of the attached cover pages.
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EJF CAPITAL LLC
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By:
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/s/ Neal J. Wilson
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Name:
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Neal J. Wilson
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Title:
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Chief Operating Officer
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EMANUEL J. FRIEDMAN
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By:
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/s/ Emanuel J. Friedman
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Name:
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Emanuel J. Friedman
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EJF FINANCIAL SERVICES FUND, LP
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By:
Its:
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EJF FINANCIAL SERVICES GP, LLC
General Partner |
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By:
Its:
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EJF CAPITAL LLC
Sole Managing Member |
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By:
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/s/ Neal J. Wilson
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Name:
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Neal J. Wilson
|
||
Title:
|
Chief Operating Officer
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EJF FINANCIAL FINANCIAL SERVICES GP, LLC
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|||
By:
Its:
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EJF CAPITAL LLC
Sole Managing Member |
||
By:
|
/s/ Neal J. Wilson
|
||
Name:
|
Neal J. Wilson
|
||
Title:
|
Chief Operating Officer
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EJF CAPITAL LLC
|
|||
By:
|
/s/ Neal J. Wilson
|
||
Name:
|
Neal J. Wilson
|
||
Title:
|
Chief Operating Officer
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EMANUEL J. FRIEDMAN
|
|||
By:
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/s/ Emanuel J. Friedman
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||
Name:
|
Emanuel J. Friedman
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EJF FINANCIAL SERVICES FUND, LP
|
|||
By:
Its:
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EJF FINANCIAL SERVICES GP, LLC
General Partner |
||
By:
Its:
|
EJF CAPITAL LLC
Sole Managing Member |
||
By:
|
/s/ Neal J. Wilson
|
||
Name:
|
Neal J. Wilson
|
||
Title:
|
Chief Operating Officer
|
EJF FINANCIAL FINANCIAL SERVICES GP, LLC
|
|||
By:
Its:
|
EJF CAPITAL LLC
Sole Managing Member |
||
By:
|
/s/ Neal J. Wilson
|
||
Name:
|
Neal J. Wilson
|
||
Title:
|
Chief Operating Officer
|